Authorized Firms Registered in DIFC and regulated by DFSA are required to be fully compliant with the statutory/external audit requirements in accordance with the DFSA Rules and Regulations. Only DFSA registered Auditors are appointed to carry out the financial statements audit of DIFC regulated entities.
In addition to the statutory/external audit of financial statements, Authorized Firms/ Persons are required to submit various regulatory returns depending on the financial activity permissions granted by DFSA and FSRA to carry out activities licensed by DIFC and ADGM respectively. The requirements are as follows:
KPI’s DFSA services in the UAE are designed to add value by improving the organization’s overall control function. We can assist the Authorized firms with:
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